Regulation has become the reality of our business. The challenge for advisors is ensuring that their practice is compliant while at the same time continuing to grow their business. In order to address this new reality and provide the support to manage this challenge, The Gryphin Advantage has significantly increased our compliance support in three ways:
We have added to and strengthened our Compliance team and will continue to do so.
We have an automated compliance functionality (where possible) through our mutual fund dealer - Worldsource Financial Management.
We have cultivated relationships with our partners in an environment in which our Directors and Administrators can be effective in their role, which is to oversee and assist with the development of business.
Gryphin will continue to communicate compliance materials, making them available to you on-line, so that they can be easily referenced as required.
In addition to our Compliance initiatives, we have a dedicated Training and Development team whose sole purpose is to provide service and support to our associates. Both teams are available for training sessions to keep you current. The Gryphin Advantage will strive to provide a brand and reputation that you will be proud to partner with, and the tools, services and support that will assist you in growing your professional practice.
Need more information?
For more detailed information on any topic dicussed on this site please
email our qualified staff or contact
us by phone at: 1·800·317·9224
